Risk Assessment and Management

Financial institutions face a multitude of factors and influences that may prevent them from meeting their goals and objectives.  Kropschot

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Formation of Trust Companies and Investment Advisers

Our team is comprised of former trust company and investment advisory regulators and executive officers.  We provide guidance and counsel

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Expert Witness Services

Our knowledgeable professionals apply their deep subject matter expertise to provide invaluable insights on legal matters related to trust and

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Professional Development

Our professionals apply their significant knowledge and experience, gained as regulators and practitioners, to provide tailored training and continuing education

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Compliance Testing and Audits

Regulators expect financial institutions to develop and implement a formal compliance program designed to assist in effectively managing business risk

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BSA/AML Compliance

Federal laws and regulations require financial institutions to develop and maintain a written, board-approved BSA/AML compliance program, designed to identify

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Exam Preparation and Administration

The prospect of an impending regulatory examination can create fear and anxiety.  The best way to alleviate these stresses is

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Policy and Procedure Development

Well-written policies and procedures are essential to translating board and senior management goals, objectives, and risk limits into prudent operating

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Legislative and Regulatory Tracking

Changes in the regulatory landscape occur rapidly and can be difficult to interpret and incorporate into your policies, procedures and

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